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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-16 |
| WI | RA | APPROVED | 2026-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Grafton | WI | 06/2009 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | 04/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | 04/2026 |
| Lpl Financial Llc | Grafton | WI | 04/2026 | Present |
1. 4/2026 - SBG - Non-Variable Insurance - INV REL - 2 Hour(s)/Month - 2 Hour(s) During Trading - At Reported Business Location(s) - OBA Start date: 11/15/2017 2. 4/2026 - Investment Center of Grafton - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 02/11/2002 3. 05/20/2026 - Investment Center of Grafton - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/18/2026 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-23 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-17 |
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