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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-04-16 |
Branch Locations
1019 Cedar Street, Grafton, WI 53024 • United States
1019 Cedar Street, Grafton, WI 53024 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Grafton | WI | 06/2009 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | 04/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | 04/2026 |
| Lpl Financial Llc | Grafton | WI | 04/2026 | Present |
1. 04/2026 - Investment Center of Grafton - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/16/2026 2. 04/2026 - United Life Insurance Company - Non-Variable Insurance - Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Cedar Rapids, IA,52401- OBA Start Date: 03/01/2018 3. 04/2026 - SDM LLC - Real Estate Rental - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Grafton, WI, 53024 - OBA Start Date: 10/01/2000 4. 04/2026 - Ash Brokerage - Non-Variable Insurance - Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Fort Wayne, IN, 46802 - OBA Start Date: 04/19/2023 5. 04/2026 - DSM Inc - Business Entity For Tax/Investment Purposes Only - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Grafton, WI, 53024 - OBA Start Date: 04/10/2001
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-01 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-01 |
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