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Thomas John Schulte

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

Bridgewater, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-23
NJ RA APPROVED 2022-06-24
  • TX RA
    APPROVED
    Since 2022-08-23
  • NJ RA
    APPROVED
    Since 2022-06-24

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Empire Securities, Inc. Hauppauge NY 04/2008 03/2019
E D & F Man Capital Markets Inc. New York NY 05/2019 10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 05/2022 Present
Unemployed Colts Neck NJ 10/2020 05/2022
Unemployed Colts Neck NJ 03/2019 05/2019
Bank Of America, N.A. Bridgewater NJ 06/2022 Present
  • 04/2008 → 03/2019
    First Empire Securities, Inc.
    Hauppauge, NY
  • 05/2019 → 10/2020
    E D & F Man Capital Markets Inc.
    New York, NY
  • 05/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bridgewater, NJ
  • 10/2020 → 05/2022
    Unemployed
    Colts Neck, NJ
  • 03/2019 → 05/2019
    Unemployed
    Colts Neck, NJ
  • 06/2022 → Present
    Bank Of America, N.A.
    Bridgewater, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-04
S63 Uniform Securities Agent State Law Examination 2004-12-07
  • S66 Uniform Combined State Law Examination
    2022-03-04
  • S63 Uniform Securities Agent State Law Examination
    2004-12-07
Other Names
  • Tom Schulte
  • Thomas J Schulte

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WELLESLEY HILLS, MA
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