Best Investors Account Sign in
Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-08
OH RA APPROVED 2018-06-20
  • TX RA
    APPROVED_RES
    Since 2025-11-08
  • OH RA
    APPROVED
    Since 2018-06-20

Branch Locations

7965 North High Street, Suite 150, Columbus, OH 43235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Independence OH 04/2013 Present
Voya Financial Advisors, Inc. Columbus OH 06/2018 Present
Previous Registrations
Other Businesses

NAME OF ENTITY:DT SHEPPARD ENTERPRISES; No; 4335 PARK POINT; LEWIS CENTER; OH; 43035; REAL ESTATE; OWNER/MEMBER; 1/1/2010; 1; 0; MAINTAIN AND COLLECT RENT| INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/14/2018 ADDRESS: 7965 North High Street, Suite 150, Columbus OH 43235, United States DESCRIPTION: Sales of Fixed Insurance Products LEATHER & OAK SPIRITS LLC POSITION: Indirect Member through DT Sheppard Enterprises 50% ownership of Leather & Oak Spirits NATURE: DT Sheppard Enterprises, for which I am a 50% owner, owns 50% interest in Leather & Oak Spirits. Leather & Oak Spirits distills alcoholic beverages for consumption in Ohio. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 5286 Franklin Street, Suite E, Hilliard OH 43026, United States DESCRIPTION: Member through ownership in DT Sheppard Enterprises, with no daily activities. I am the President of the Managing Board for L&O.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-17
  • S66 Uniform Combined State Law Examination
    2014-01-17
Other Names
  • David Michel Sheppard
  • Dave Sheppard

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Columbus, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor