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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-08 |
| OH | RA | APPROVED | 2018-06-20 |
Branch Locations
7965 North High Street, Suite 150, Columbus, OH 43235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Independence | OH | 04/2013 | Present |
| Voya Financial Advisors, Inc. | Columbus | OH | 06/2018 | Present |
NAME OF ENTITY:DT SHEPPARD ENTERPRISES; No; 4335 PARK POINT; LEWIS CENTER; OH; 43035; REAL ESTATE; OWNER/MEMBER; 1/1/2010; 1; 0; MAINTAIN AND COLLECT RENT| INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/14/2018 ADDRESS: 7965 North High Street, Suite 150, Columbus OH 43235, United States DESCRIPTION: Sales of Fixed Insurance Products LEATHER & OAK SPIRITS LLC POSITION: Indirect Member through DT Sheppard Enterprises 50% ownership of Leather & Oak Spirits NATURE: DT Sheppard Enterprises, for which I am a 50% owner, owns 50% interest in Leather & Oak Spirits. Leather & Oak Spirits distills alcoholic beverages for consumption in Ohio. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 5286 Franklin Street, Suite E, Hilliard OH 43026, United States DESCRIPTION: Member through ownership in DT Sheppard Enterprises, with no daily activities. I am the President of the Managing Board for L&O.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-17 |
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