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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-09-25 |
| TN | RA | APPROVED | 2008-01-01 |
Branch Locations
150 3Rd Ave S Ste 2100, Nashville, TN 37201 • United States
Nashville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Nashville | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Nashville | TN | 11/2016 | Present |
1. DIXIE HOME CORP, INV RELATED, NASHVILLE, TN, 51% OWNERSHIP, START 6/4/2020, LESS THAN 1 HR PER MONTH, 0 HRS DURING TRADING, MANAGER OF FAMILY OWNED REAL ESTATE. 2. TRUSTEE FOR MOTHER; INV RELATED; NASHVILLE, TN; START 1993. 3. TRUSTEE FOR GRANDMOTHER; INV RELATED; NASHVILLE, TN; START 1993. 4. LWFI LLC; INV RELATED; NASHVILLE, TN; FAMILY PARTNERSHIP/SPOUSE'S INVESTMENT ACCOUNT; START 11/16/06; 0 HRS PER MTH. 5. DHC PARTNERS, LP, INV RELATED, NASHVILLE, TN, 69% OWNERSHIP, START 1/1/2000, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, MANAGEMENT OF REAL ESTATE. 6. WOOSELY FAMILY FOUNDATION, INV RELATED, NASHVILLE, TN. TRUSTEE, START 11/21/1996, LESS THAN 1 HOUR/MONTH, 0 DURING TRADING, OVERSEES FUNDS AND CHARITABLE ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-01-18 |
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