Best Investors Account Sign in

Michael Dale Ohrt

LPl Financial LLC

Waterloo, IA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2007-06-08
  • IA RA
    APPROVED
    Since 2007-06-08

Branch Locations

621 Grant Ave, Waterloo, IA 50702-2111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Waterloo IA 06/2007 Present
  • 06/2007 → Present
    Linsco/Private Ledger Corp.
    Waterloo, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-09
S63 Uniform Securities Agent State Law Examination 1998-11-02
  • S65 Uniform Investment Adviser Law Examination
    1998-11-09
  • S63 Uniform Securities Agent State Law Examination
    1998-11-02
Other Names
  • Michael Dale Ohrt

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
TUVE INVESTMENT MANAGEMENT, INC.
OSAIC WEALTH, INC.
NET WORTH ADVISORS
NATIONS FINANCIAL GROUP, INC.
U.S. BANCORP ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

THOMAS THEODORE JAEGER
Katrina Helle
STANLEY JOHN TUVE
JOHN STANLEY TUVE
Steven Kenneth Koch
STEVEN JAMES NIDA
ROSS JAMES BARBATTI
KYLE DAVID WINTER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WATERLOO, IA
EDWARD JONES · Waterloo, IA
TUVE INVESTMENT MANAGEMENT, INC. · WATERLOO, IA
EDWARD JONES · WATERLOO, IA
OSAIC WEALTH, INC. · WATERLOO, IA
NET WORTH ADVISORS · WATERLOO, IA
NATIONS FINANCIAL GROUP, INC. · Waterloo, IA
OSAIC WEALTH, INC. · WATERLOO, IA

More in Waterloo, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor