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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-22
OH RA APPROVED 2019-12-16
  • TX RA
    APPROVED
    Since 2024-02-22
  • OH RA
    APPROVED
    Since 2019-12-16

Branch Locations

8351 N High St Ste 280, Columbus, OH 43235 • United States

Perrysville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rumker Financial Services Perrysville OH 09/1994 Present
Ashland University Ashland OH 08/1989 Present
Mid Atlantic Capital Corporation Worthington OH 05/2015 12/2019
Mid Atlantic Financial Management, Inc. Pittsburgh PA 05/2015 12/2019
Lpl Financial, Llc Worthington OH 12/2019 Present
  • 09/1994 → Present
    Rumker Financial Services
    Perrysville, OH
  • 08/1989 → Present
    Ashland University
    Ashland, OH
  • 05/2015 → 12/2019
    Mid Atlantic Capital Corporation
    Worthington, OH
  • 05/2015 → 12/2019
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 12/2019 → Present
    Worthington, OH
Previous Registrations
  • 2015-05-15 → 2019-12-16
    Mid Atlantic Financial Management, Inc.
    Worthington, OH
    Perrysville, OH
    Pittsburgh, PA
  • 2013-09-09 → 2015-05-29
    Perrysville, OH
Other Businesses

1. 12/16/2019 - ASHLAND UNIVERSITY - Investment Related - 501 College Ave., Ashland Ohio 44805 - Other - Started 08/01/1989 - TEACHING. 2. 12/16/2019 - RUMKER FINANCIAL SERVICES - Investment Related - Home Based - BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY - Started 09/01/1994. 3. 03/18/2025 - THE FINANCIAL SOLUTIONS NETWORK, INC Private Advis - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/18/2025 - 30 Hrs/Mth - 30 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-01-05
S65 Uniform Investment Adviser Law Examination 2013-09-06
  • S63 Uniform Securities Agent State Law Examination
    2016-01-05
  • S65 Uniform Investment Adviser Law Examination
    2013-09-06
Designations

View on SEC IAPD

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