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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-22 |
| OH | RA | APPROVED | 2019-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rumker Financial Services | Perrysville | OH | 09/1994 | Present |
| Ashland University | Ashland | OH | 08/1989 | Present |
| Mid Atlantic Capital Corporation | Worthington | OH | 05/2015 | 12/2019 |
| Mid Atlantic Financial Management, Inc. | Pittsburgh | PA | 05/2015 | 12/2019 |
| Lpl Financial, Llc | Worthington | OH | 12/2019 | Present |
1. 12/16/2019 - ASHLAND UNIVERSITY - Investment Related - 501 College Ave., Ashland Ohio 44805 - Other - Started 08/01/1989 - TEACHING. 2. 12/16/2019 - RUMKER FINANCIAL SERVICES - Investment Related - Home Based - BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY - Started 09/01/1994. 3. 03/18/2025 - THE FINANCIAL SOLUTIONS NETWORK, INC Private Advis - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/18/2025 - 30 Hrs/Mth - 30 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-01-05 |
| S65 | Uniform Investment Adviser Law Examination | 2013-09-06 |
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