Best Investors Account Sign in

John Andrew Johnson

LPl Financial LLC

Nashville, TN

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-08-28
  • TN RA
    APPROVED
    Since 2017-08-28

Branch Locations

10 Burton Hills Blvd Suite 400, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2004 07/2017
Lpl Financial Llc Nashville TN 08/2017 Present
Previous Registrations
  • 2017-06-08 → 2017-08-01
    Edward Jones
    Nashville, TN
    Brentwood, TN
    St Louis, MO
    Nashville, TN
  • 1992-05-19 → 2004-04-06
    Scott & Stringfellow, Llc
    Richmond, VA
Other Businesses

1) 08/25/2017 - The Index Advisors (LPL of Nashville) - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/25/2017 - 160 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-07
S65 Uniform Investment Adviser Law Examination 1992-05-15
S63 Uniform Securities Agent State Law Examination 1988-01-27
  • S66 Uniform Combined State Law Examination
    2017-06-07
  • S65 Uniform Investment Adviser Law Examination
    1992-05-15
  • S63 Uniform Securities Agent State Law Examination
    1988-01-27
Other Names
  • John A Johnson
  • John Andrew Johnson

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor