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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2004-03-17 |
| TX | RA | APPROVED_RES | 1996-07-29 |
Branch Locations
225 Liberty St, New York, NY 10281 • United States
Rumson, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/1987 | Present |
| Bank Of America,N.A. | New York | NY | 11/2009 | Present |
I*2864272 Entity Type: N/A Name of OBA: Seabright Beach Club Address:Sea Bright New Jersey Investment Related:No Position, Title, Association:Board Member Start Date:09/15/2025 No Hours: 3 Monthly No Hours during trading:1 Monthly Duties:To assist in the management oversight of the beach club for the benefit of its members As a governor on the board, I will vote on matters put forth to the board relating to social activities, the maintenance of the buildings and the overall health of the club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-26 |
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