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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-05-26
TX RA APPROVED_RES 2000-12-20
  • TN RA
    APPROVED
    Since 2004-05-26
  • TX RA
    APPROVED_RES
    Since 2000-12-20

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 11/1987 Present
Bank Of America, N.A. Nashville TN 06/2011 Present
Other Businesses

I*80754 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MINERVA FOUNDATION INVESTMENT RELATED: NO ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37228 POSITION, TITLE, ASSOCIATION: DIRECTOR START DATE OF RELATIONSHIP: 4/26/2015 HOURS DEVOTED: 12 HRS ANNUALLY HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MINERVA FOUNDATION IS FUNDRAISING ARM OF NAC/NASVHILLE ALUM CHAPTER OF DELTA SIGMA THETA SORORITY. APPOINTMENT TO FUNDRAISING CHAIR FOR DST RESULTED IN BOARD POSITION FOR FOUNDATION. RECOMMEND CHARITABLE ACTIVITIES IN COMMUNTIY AND OVERSEE EVENTS. I*40607 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JACKSON MEADOWS CONDOMINIUMS INVESTMENT RELATED: NO ADDRESS OF BUSINESS: HERMITAGE, TENNESSEE 37076 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 4/1/2011 HOURS DEVOTED: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE A CONDO THAT I USE AS RENTAL PROPERTY. I*26322 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LINKS, INC. INVESTMENT RELATED: NO ADDRESS OF BUSINESS: WASHINGTON, DISTRICT OF COLUMBIA 20005 POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER START DATE OF RELATIONSHIP: 2/18/2008 HOURS DEVOTED: 10 HRS MTHLY HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OFFICER COMMUNITY SERVICE, I ORGANIZE FUND RAISING PROJECTS FOR OUR 501C3. I*122258 For profit or not for profit: Non-Profit Organization Name of outside business organization: YWCA Investment related: No Address of business: Nashville, Tennessee 37215 Position, title, association: Participant Start date of relationship: 4/30/2019 Hours devoted: 3 hrs Annually Hours devoted during trading hours: 0 Duties: YWCA Nashville & Mid-TN is dedicated to eliminating racism, empowering women, and promoting peace, justice, freedom and dignity for all. My role is to serve as a table host at the Spring Breakfast, invite friends/family and inform of financial ask. I*128518 For profit or not for profit: Non-Profit Organization Name of outside business organization: National Museum of African American Music Investment related: No Address of business: Nashville, Tennessee 37219 Position, title, association: Committee Member Start date of relationship: 11/1/2019 Hours devoted: 3 hrs Mthly Hours devoted during trading hours: 0 Duties: The museum will preserve the history of African American Music and serve as a site to educate and celebrate music. As a volunteer, I will share the story and promote the benefits that the museum will provide for Nashville and the community. I*130940 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Dan & Margaret Maddox Fund Investment related: Yes Address of business: Nashville, Tennessee 37208 Position, title, association: Committee Member Start date of relationship: 4/27/2020 Number of hours devoted: 4 hrs Qtrly Number of hours devoted during trading hours: 2 Duties: The foundation's mission is to better the community through partnerships that improve the lives of young people & further wildlife conservation. My role includes approval of grants & investment committee member. No fundraising/investment management. I*425797 Entity Type: Charitable Name of outside business organization: Maddox Foundation Investment related: Yes Address of business: Nashville, Tennessee, 37208 Position, title, association: Investment committee Start date of relationship: 1/3/2022 I*3054290 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Hermitage, Tennessee, 37076 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/16/2025 Number of Hours: 12, Yearly Number of Hours during trading: 0 Duties: Sole owner rental property

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-03-11
  • S63 Uniform Securities Agent State Law Examination
    1988-03-11
Other Names
  • Cathy Bender
  • Cathy Lynn Bender
  • Cathy Lynn Bender-Jackson
  • Cathy L Bender

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