Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-05-22
TX RA APPROVED 2015-05-22
  • IN RA
    APPROVED
    Since 2015-05-22
  • TX RA
    APPROVED
    Since 2015-05-22

Branch Locations

11611 N Meridian St Ste 600, Carmel, IN 46032-7118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Carmel IN 05/2015 Present
  • 05/2015 → Present
    Raymond James & Associates
    Carmel, IN
Previous Registrations
  • 2008-01-01 → 2015-05-26
    Indianapolis, IN
    Indianapolis, IN
  • 1998-12-30 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Indianapolis, IN
    St. Louis, MO
    Indianapolis, IN
Other Businesses

POWER OF ATTORNEY FOR MOM, INV RELATED, SPRING HILL, TN, START: 5/2013, 1 HOUR PER MONTH/0 DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-01-15
  • S63 Uniform Securities Agent State Law Examination
    1988-01-15
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Carmel, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor