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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-04 |
| MD | RA | APPROVED | 1998-08-06 |
Branch Locations
6011 University Blvd Ste 300, Ellicott City, MD 21043 • United States
Clarksville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Linthicumi | MD | 03/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Ellicott City | MD | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 316 W Blount Ave, , Knoxville, TN, 37920; Not Investment-Related; 09/19/2025 / Single Family; 7509 Seaview Ave, , Wildwood Crest, NJ, 08260; Not Investment-Related; 06/18/2022. Outside Employment; Glenelg Country School; Pitching Coach for the Varsity Baseball Team; High School Baseball Coach; 12793 Folly Quarter Road Ellicott City, MD 21042, , ELLICOTT CITY, MD, 21042; Not Investment-Related; 01/14/2013; 20 to 39 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-07-31 |
| S65 | Uniform Investment Adviser Law Examination | 1998-06-30 |
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