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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-26 |
| WA | RA | TEMPREG | 2026-08-25 |
Branch Locations
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-04 |
| WA | RA | APPROVED | 2017-04-04 |
Branch Locations
10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Seattle | WA | 11/2014 | 03/2017 |
| Stifel Nicolaus & Co Inc | Seattle | WA | 03/2017 | 08/2026 |
| Raymond James & Associates, Inc. | Kirkland | WA | 08/2026 | Present |
1. Red Herring Rock Band; 14204 SE 52nd Pl. Bellevue WA 98006; Classic Rock Band; Drummer; affiliation started 09/01/2002; 10.0 hours per month; not investment-related. 2. Pacific Northwest Football Officials Assoc;16300 Christenson Rd Seattle WA 98188;High School Football Referees;Referee;9/6/19;6 hr/wk;not during securities trading hours;not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-31 |
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