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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-01-02
  • GA RA
    APPROVED
    Since 2009-01-02

Branch Locations

119 Maple Street Suite 314, Carrollton, GA 30117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Carrollton GA 01/1999 Present
Raymond James Financial Services Advisors, Inc Carrollton GA 01/2009 Present
Other Businesses

1) Name of Business : Henry Miller llc Address: Carrollton, GA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:Yes Start Date: 01/07/2002 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: series 24, reg. rep 2) Partners Financial Group. Address: 119 Maple St Ste 314 Carrollton, GA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 07/10/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Investment advisor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-09
S63 Uniform Securities Agent State Law Examination 1987-12-11
  • S65 Uniform Investment Adviser Law Examination
    1995-10-09
  • S63 Uniform Securities Agent State Law Examination
    1987-12-11
Other Names
  • Dave Pollard

View on SEC IAPD

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