David Marion Pollard

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → Present
  Raymond James Financial Services, Inc.
  Carrollton, GA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Carrollton, GA

Other Businesses

1) Name of Business : Henry Miller llc Address: Carrollton, GA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:Yes Start Date: 01/07/2002 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: series 24, reg. rep 2) Partners Financial Group. Address: 119 Maple St Ste 314 Carrollton, GA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 07/10/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Investment advisor.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-09
• S63 Uniform Securities Agent State Law Examination
  1987-12-11

Other Names

• Dave Pollard