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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-28 |
| CO | RA | APPROVED | 2013-12-10 |
| FL | RA | APPROVED | 2005-07-05 |
Branch Locations
350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States
Cordillera, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Coral Springs | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Coral Springs | FL | 11/2016 | Present |
SAW 511, LLC, INV RELATED, EDWARDS, CO, 100% OWNERSHIP, START 6/4/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, MANAGING MEMBER OF LLC. B'NAI VAIL CONGREGATION, INV RELATED, VAIL, CO, FINANCE COMMITTEE MEMBER, START 7/1/2021, 4 HOURS PER MONTH, ZERO DURING TRADING, OVERSIGHT AND REVIEW OF BUDGET. RENTAL PROPERTY; INV RELATED; GYPSUM,CO; 100% OWNERSHIP WITH SPOUSE; START 5/2/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER. POWER OF ATTORNEY FOR SISTER; INV RELATED; FORT LAUDERDALE, FL; POA; START DATE: 10/31/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-04 |
| S65 | Uniform Investment Adviser Law Examination | 1993-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-24 |
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