Bruce Curtis Waller

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-06
WI	RA	APPROVED	1998-03-10

TX RA
APPROVED_RES

Since 2019-03-06
WI RA
APPROVED

Since 1998-03-10

Branch Locations

403 Janesville Avenue, Ft Atkinson, WI 53538 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Ft. Atkinson	WI	07/1987	Present

07/1987 → Present

Edward D. Jones & Co., L.P.

Ft. Atkinson, WI

Other Businesses

Waller Holdings LLC Type of business: Real Estate Fort Atkinson, WI Start date: 7/19/2023 Sole Member Hours per week: 0 Hours during trading: 0 Rental property is titled inside the LLC

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-01-19

S63 Uniform Securities Agent State Law Examination

1988-01-19

Other Names

Bruce C Waller
Bruce Curtis Waller

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

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