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Dora Lilia Loaiza

Cetera Investment Advisers LLC

El Segundo, CA

Culver City, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

5215 South Sepulveda, Culver City, CA 90230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ares Management Llc Los Angeles CA 11/2015 04/2018
Ares Investor Services Llc Los Angeles CA 11/2015 04/2018
Cetera Wealth Services, Llc El Segundo CA 03/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2015 → 04/2018
    Ares Management Llc
    Los Angeles, CA
  • 11/2015 → 04/2018
    Ares Investor Services Llc
    Los Angeles, CA
  • 03/2018 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2011-08-03 → 2015-11-02
    Cetera Wealth Services, Llc
    El Segundo, CA
    El Segundo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-29
  • S66 Uniform Combined State Law Examination
    2011-07-29
Other Names
  • Dora L Loaiza
  • Dora L Loaiza

View on SEC IAPD

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