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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Amarillo | TX | 08/1995 | Present |
| Lpl Financial Llc | Amarillo | TX | 11/2017 | Present |
1. 11/29/2017 - Tess Walters Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/29/2017 - No Business Name - Investment Related - Non-Variable Insurance - Term life, Whole Life, Immediate annuity, fixed annuity, FIA, LTC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-16 |
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