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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-24 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2015 | 08/2017 |
| Morgan Stanley Smith Barney Llc | Tacoma | WA | 06/2009 | Present |
(1) 392114 - Power of Attorney; Investment related Yes; Silverdale, Washington; Power of Attorney; 02/2020; During business hours: 0; After business hours: 0.5 (2) 491822 - Estate ; Investment related Yes; Silverdale, Washington; 03/2022; During business hours: 1; After business hours: 1 (3) 636652 - Investments & Wealth Institute; Investment related-No; Greenwood Village, Colorado; educational association on investments and wealth; member (proprietor, partner, officer, director, employee, trustee, agent); 04/2025; During business hours: 4; After business hours: 0; Administrative, Other.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-12 |
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