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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-14 |
Branch Locations
166 Century Court Suite 350, College Station, TX 78840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | College Station | TX | 09/1987 | 05/2021 |
| Bank Of America,N.A. | College Station | TX | 12/2009 | 05/2021 |
| Morgan Stanley Smith Barney Llc | College Station | TX | 05/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2021 | Present |
*460472- Estate ; Investment related -Yes; College Station, Texas; Estate ; Executor/Co-Executor (Active); 09/2021; During business hours: 2; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-12-09 |
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