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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| TN | RA | APPROVED | 2009-06-01 |
Branch Locations
3102 West End Avenue Suite 200, Nashville, TN 37203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Nashville | TN | 07/1993 | Present |
| Morgan Stanley Smith Barney | Nashville | TN | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
2.Tennessee Golf Foundation; Investment related-No; Franklin, TN; Promotion of amateur and professional golf in Tennessee; Chair finance committee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 2; After business hours: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-25 |
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