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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-22 |
| UT | RA | APPROVED | 2010-09-30 |
| CO | RA | APPROVED | 2000-05-31 |
Branch Locations
299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
WOODS CROSS HIGH SCHOOL; NOT INVESTMENT RELATED; WOODS CROSS, UT; HIGH SCHOOL FOOTBALL COACH; START DATE = 3/1/13; 52 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-27 |
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