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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-12
  • TX RA
    APPROVED
    Since 2009-06-12

Branch Locations

4010 82Nd St #215, Lubbock, TX 79423 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Lubbock TX 04/2009 Present
Raymond James Financial Services Advisors, Inc Lubbock TX 06/2009 Present
Bstaley Llc Lubbock TX 04/2009 Present
Previous Registrations
Other Businesses

(1)Name of Business: BSTALEY LLC Address: 4010 82nd St. # 215, Lubbock, TX, 79423, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/14/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-11-04
  • S63 Uniform Securities Agent State Law Examination
    1988-11-04
Other Names
  • Beth J Staley
  • Beth J Patton
  • Beth Jordan
  • Elizabeth Jordan Staley

View on SEC IAPD

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