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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 1986-01-05 |
Branch Locations
401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ft. Lauderdale | FL | 10/1987 | Present |
| Bank Of America,Na | Fort Lauderdale | FL | 12/2009 | Present |
I*45579 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DUKES OF DANIA LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 700 EAST DANIA BEACH BLVD., DANIA BEACH, FLORIDA 33004 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 10/30/2008 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CONSIST OF REAL ESTATE PROPERTIES FROM MY DAD'S ESTATE.PROPERTIES ARE MANAGED BY MY BROTHERS, 3 LAWYERS AND A REAL ESTATE BROKER. I DO PLAY ANY ROLE IN THE OVERSIGHT, MANAGEMENT OF THE LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-18 |
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