Lloyd Jeffrey Galbraith

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1996 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Edmonds, WA
• 11/2020 → 11/2024
  Arbor Point Advisors
  Edmonds, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Edmonds, WA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2020-11-06 → 2024-11-08
  Arbor Point Advisors
  Edmonds, WA
• 1996-07-24 → 2020-11-06
  Kms Financial Services, Inc.
  Edmonds, WA
  Lynnwood, WA
  Woodinville, WA
  Seattle, WA
• 2005-02-14 → 2009-05-04
  Wealth Management Northwest, Inc.
  Lynnwood, WA

Other Businesses

1. L JEFFREY GALBRAITH PHOTOGRAPHER POSITION: owner NATURE: Photography as hobby. Work is available for sale. Occasionally sell work at art shows and privately INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 6103 150th Place SW, Edmonds WA 98026 DESCRIPTION: Take original photographs and apply encaustics (damar resin and beeswax) for texture. Make them available for show and sale. 2. L. JEFFREY GALBRAITH, CFP (GALBRAITH FINANCIAL) POSITION: Owner/Producer NATURE: Life and Health licensed producer. Sell health insurance to individuals and businesses. Life, DI, and LTCI to individuals. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 15 START DATE: 11/01/1983 ADDRESS: 300 Admiral Way, Suite 210, Edmonds WA 98020 DESCRIPTION: Provide insurance as needed to the client. Evaluate need, consider and compare solutions make recommendations and implement plan 3. L. JEFFREY GALBRAITH CFP POSITION: Advisor NATURE: Advisory Services Through Arbor Point Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/09/2020 ADDRESS: 300 Admiral Way, Suite 210, Edmonds WA 98020 DESCRIPTION: Investment Advisory Services through Arbor Point Advisors DBA - Galbraith Financial Services 4. L. JEFFREY GALBRAITH CFP POSITION: Insurance Producer NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 11/01/1983 ADDRESS: 300 Admiral Way, Suite 210, Edmonds WA 98020, United States DESCRIPTION: Provide Life, Health, Disability, Long Term Care, fixed annuities, dental Medicare Supplements

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-03
• S63 Uniform Securities Agent State Law Examination
  1988-01-29

Designations

• Certified Financial Planner

Other Names

• Jeff Galbraith