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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-29 |
| CA | RA | APPROVED | 2016-04-28 |
Branch Locations
655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States
San Diego, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | San Diego | CA | 04/2016 | Present |
1) NAME OF ENTITY: Palm Springs Vacation Rental Property ADDRESS: 670 S Calle Palo Fierro palm springs CA 92109 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: vacation rental CAPACITY: Owner - Passive START DATE: 04/01/22 DUTIES: maintenance, oversight HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: NSAC Alano Club ADDRESS: 4861 Cass St, San Diego 92109 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: non-profit recovery club START DATE: 09.29.23 CAPACITY: Board of Directors DUTIES: meetings, activities for club HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Steelhead Ave ADDRESS: 8459 Steelhead Ave Kings Beach ca 96143 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental property START DATE:31/10/2025 CAPACITY:Owner DUTIES: vacation rental property at 8459 Steelhead ave Kings Beach, CA 96143 HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-03 |
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