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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-02-11 |
Branch Locations
301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Draper | UT | 12/2016 | 01/2019 |
| Jds Business Development | Draper | UT | 11/2015 | 01/2020 |
| Raymond James & Associates, Inc. | Los Angeles | CA | 02/2020 | 05/2020 |
| Raymond James & Associates, Inc. | Pasadena | CA | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-22 |
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