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Bernice Chinn-Mitra

Wells Fargo Clearing Services, LLC

Las Vegas, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2020-05-27
TX RA APPROVED_RES 2020-05-21
  • NV RA
    APPROVED
    Since 2020-05-27
  • TX RA
    APPROVED_RES
    Since 2020-05-21

Branch Locations

6325 S Rainbow Blvd 3Rd Fl [Las Vegas Rcast], Las Vegas, NV 89118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Menlo Park CA 08/2013 05/2019
Unemployed Daly City CA 05/2019 01/2020
Wells Fargo Clearing Services, Llc Las Vegas NV 01/2020 Present
  • 08/2013 → 05/2019
    Morgan Stanley Smith Barney Llc
    Menlo Park, CA
  • 05/2019 → 01/2020
    Unemployed
    Daly City, CA
  • 01/2020 → Present
    Wells Fargo Clearing Services, Llc
    Las Vegas, NV
Previous Registrations
  • 2013-08-27 → 2019-05-30
    Morgan Stanley
    Menlo Park, CA
    San Francisco, CA
    Menlo Park, CA
    Burlingame, CA
    San Mateo, CA
    Menlo Park, CA
  • 2011-10-28 → 2013-08-20
    Ubs Financial Services Inc.
    Palo Alto, CA
  • 2011-01-03 → 2011-09-12
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
  • 2008-10-07 → 2011-01-03
    Wells Fargo Investments, Llc
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-23
S63 Uniform Securities Agent State Law Examination 1996-07-19
  • S65 Uniform Investment Adviser Law Examination
    2008-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-07-19
Other Names
  • Bernice Chin
  • Bernice Chinn
  • Bernice Chinnmitra

View on SEC IAPD

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YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
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