Bernice Chinn-Mitra

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 05/2019
  Morgan Stanley Smith Barney Llc
  Menlo Park, CA
• 05/2019 → 01/2020
  Unemployed
  Daly City, CA
• 01/2020 → Present
  Wells Fargo Clearing Services, Llc
  Las Vegas, NV

Previous Registrations

• 2013-08-27 → 2019-05-30
  Morgan Stanley
  Menlo Park, CA
  San Francisco, CA
  Menlo Park, CA
  Burlingame, CA
  San Mateo, CA
  Menlo Park, CA
• 2011-10-28 → 2013-08-20
  Ubs Financial Services Inc.
  Palo Alto, CA
• 2011-01-03 → 2011-09-12
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 2008-10-07 → 2011-01-03
  Wells Fargo Investments, Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-12-23
• S63 Uniform Securities Agent State Law Examination
  1996-07-19

Other Names

• Bernice Chin
• Bernice Chinn
• Bernice Chinnmitra