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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-11-18
  • MN RA
    APPROVED
    Since 2019-11-18

Branch Locations

195 Radio Drive, Woodbury, MN 55125 • United States

940 County Rd East, Vadnais Heights, MN 55127 • United States

3117 University Avenue Se, Minneapolis, MN 55414 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Feltl And Company Minneapolis MN 09/2012 Present
  • 09/2012 → Present
    Feltl And Company
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-12
S65 Uniform Investment Adviser Law Examination 1999-08-23
S63 Uniform Securities Agent State Law Examination 1989-04-28
  • S66 Uniform Combined State Law Examination
    2006-09-12
  • S65 Uniform Investment Adviser Law Examination
    1999-08-23
  • S63 Uniform Securities Agent State Law Examination
    1989-04-28

View on SEC IAPD

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