Richard William Jackson

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Seal Beach, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA

Previous Registrations

• 1997-07-08 → 2003-07-01
  Prudential Equity Group, Llc
  Hwylong Beach, CA

Other Businesses

CITY OF HUNTINGTON BEACH INVESTMENT ADVISORY BOARD; INVESTMENT RELATED; HUNTINGTON BEACH, CA; BOARD MEMBER; 01/30/20252 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; ACT IN ADVISORY CAPACITY FOR CITY COUNCIL

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-25
• S63 Uniform Securities Agent State Law Examination
  1988-07-13

Designations

• Certified Financial Planner