Richard William Jackson

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-21
CA	RA	APPROVED	2003-07-01

TX RA
APPROVED

Since 2025-11-21
CA RA
APPROVED

Since 2003-07-01

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Seal Beach	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Seal Beach	CA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Seal Beach, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Seal Beach, CA

Previous Registrations

1997-07-08 → 2003-07-01

Prudential Equity Group, Llc

Hwylong Beach, CA

Other Businesses

CITY OF HUNTINGTON BEACH INVESTMENT ADVISORY BOARD; INVESTMENT RELATED; HUNTINGTON BEACH, CA; BOARD MEMBER; 01/30/20252 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; ACT IN ADVISORY CAPACITY FOR CITY COUNCIL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-03-25
S63	Uniform Securities Agent State Law Examination	1988-07-13

S65 Uniform Investment Adviser Law Examination

1996-03-25
S63 Uniform Securities Agent State Law Examination

1988-07-13

Designations

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews