Nelson Edward Link

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 04/2021
  Ubs Financial Services Inc.
  Roanoke, VA
• 04/2021 → Present
  Rbc Capital Markets, Llc
  Roanoke, VA
• 09/2021 → Present
  City National Bank
  Roanoke, VA

Previous Registrations

• 2012-02-27 → 2021-05-13
  Ubs Financial Services Inc.
  Roanoke, VA
• 2009-06-01 → 2012-03-05
  Morgan Stanley
  Roanoke, VA
• 2000-11-13 → 2009-06-01
  Citigroup Global Markets Inc.
  Roanoke, VA
  Roanoke, VA

Other Businesses

NAME OF ENTITY: Presbyterian Community Center ADDRESS: 1228 Jamison Ave SE Roanoke VA 24013 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit Community Center providing food and after school services to at-need families CAPACITY: Director START DATE: 5/2/2021 DUTIES: Attend 10 board meetings annually HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-09-26
• S63 Uniform Securities Agent State Law Examination
  1988-03-25

Other Names

• Eddie Link
• Nelson Edward Link
• Nelson Edward Link Jr
• Nelson Edward Link
• Nelson E Link Jr.
• Nelson E Link
• Nelson Edward E Link Jr.
• Nelson Edward Link .