Wesley Jay Cumbie

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 01/2017
  Lpl Financial Llc
  Flower Mound, TX
• 01/2017 → 07/2021
  Cetera Advisor Networks
  El Segundo, CA
• 10/2014 → 12/2018
  Pinnacle Financial Group
  Southlake, TX
• 10/2014 → 07/2021
  Cwm Llc
  Southlake, TX
• 10/2020 → Present
  Double C Double J, Llc,
  Lubbock, TX
• 07/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Lubbock, TX
• 07/2021 → Present
  Raymond James Financial Services, Inc.
  Lubbock, TX

Previous Registrations

• 2014-10-07 → 2021-08-12
  Cwm, Llc
  Southlake, TX
  Grapevine, TX
  Colleyville, TX
  Omaha, NE
  Lubbock, TX
• 2018-05-08 → 2021-07-29
  Cetera Wealth Services, Llc
  Lubbock, TX
• 2002-07-30 → 2014-12-19
  Lpl Financial Llc
  Snyder, TX
  Flower Mound, TX
  Southlake, TX
• 2000-12-01 → 2002-07-26
  Prudential Equity Group, Llc
  Fort Worth, TX

Other Businesses

1)Name of Business: Double C Double J Address: 3807 139th St, Lubbock, TX, 79423, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a farm that my family uses for hunting and fishing (2)Name of Business: Oakcrest Insurance Agency Address: 5703 114th St Ste 100, Lubbock, TX, 79424-6300, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/04/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Selling Non Variable Life Insurance (3) Name of Business: Cumbie Financial Address: 5703 114th St Ste 100, Lubbock, TX, 79424-6300, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 04/04/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Providing Planning and investment advice for clients (4)Name of Business: Oak Crest Advisors Address: 5703 114th St Ste 100, Lubbock, TX, 79424-6300, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/04/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Providing planning and investment advice for clients

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-02
• S63 Uniform Securities Agent State Law Examination
  1988-01-29

Other Names

• Jay Cumbie
• Wesley Cumbie