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John Thomas Cusate

Ubs Financial Services Inc.

Warren, NJ

Seaside Park, NJ

Seaside Park, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-08-19
TX RA APPROVED 2013-08-16
  • NJ RA
    APPROVED
    Since 2013-08-19
  • TX RA
    APPROVED
    Since 2013-08-16

Branch Locations

184 Liberty Corner Road Suite 101, Warren, NJ 07059 • United States

Seaside Park, NJ • United States

Seaside Park, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Florham Park NJ 08/2013 Present
  • 08/2013 → Present
    Ubs Financial Services
    Florham Park, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-29
S63 Uniform Securities Agent State Law Examination 1999-01-14
  • S66 Uniform Combined State Law Examination
    2002-06-29
  • S63 Uniform Securities Agent State Law Examination
    1999-01-14
Other Names
  • John Thomas Cusate

View on SEC IAPD

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