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Steven Ridgley Rainey

Rainey Asset Management, Inc.

Shreveport, LA

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Current Employers
Rainey Asset Management, Inc.

9000 East Kings Hwy, Shreveport, LA 71115 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2011-01-31
  • LA RA
    APPROVED
    Since 2011-01-31

Branch Locations

9000 East Kings Hwy, Shreveport, LA 71115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Safe Planning, Inc. Lakewood Ranch FL 10/2007 Present
  • 10/2007 → Present
    Safe Planning, Inc.
    Lakewood Ranch, FL
Previous Registrations
Other Businesses

I AM THE CEO OF SAFE PLANNING, INC. A BENEFITS CONSULTING FIRM AND ALSO SELL INSURANCE PRODUCTS THROUGH THIS COMPANY. I STARTED SAFE PLANNING, INC. IN 1998.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-13
S63 Uniform Securities Agent State Law Examination 1987-12-16
  • S65 Uniform Investment Adviser Law Examination
    2010-09-13
  • S63 Uniform Securities Agent State Law Examination
    1987-12-16

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SHREVEPORT, LA
CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHREVEPORT, LA
ADKINS SEALE CAPITAL MANAGEMENT LLC · SHREVEPORT, LA
HMV WEALTH ADVISORS, LLC · SHREVEPORT, LA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Shreveport, LA
MORGAN STANLEY · Shreveport, LA

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