John Edwards Landers

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-10-27
OK	RA	APPROVED	2002-04-12
TX	RA	APPROVED	1992-04-03

NC RA
APPROVED

Since 2021-10-27
OK RA
APPROVED

Since 2002-04-12
TX RA
APPROVED

Since 1992-04-03

Branch Locations

750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States

Galleria Financial Center 5065 Westheimer Road, Ste 1000, Houston, TX 77056 • United States

Sylvia, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Houston	TX	01/1992	Present

01/1992 → Present

Ubs Financial Services Inc.

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-04-07
S63	Uniform Securities Agent State Law Examination	1992-03-31

S65 Uniform Investment Adviser Law Examination

1992-04-07
S63 Uniform Securities Agent State Law Examination

1992-03-31

Designations

Other Names

Joh Edwards Landers

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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