Daily Advisor News

AUM net flow

+$457.6M Gained 2 firms

−

$20.9B Lost 3 firms

+

$0 New firms 0 with AUM

−

$2.7B Exits 7 with AUM

=

-$23.1B Net flow Day total

Also tracked: advisors -42 · locations -3

Big Winners

Top 2 AUM gains · $457.6M tracked across 2 firms

S STEWARDWELL LLC +$441.7M AUM $0 → $441.7M Advisors 8 → 8 Locations 3 → 3 IW IMMACULATE WEALTH MANAGEMENT, LLC +$15.9M +11.3% AUM $140.8M → $156.7M Advisors 2 → 2 Locations 1 → 1

Big Losers

Top 3 AUM drops · $20.9B tracked across 3 firms

KA KAYNE ANDERSON CAPITAL ADVISORS, L.P. −$19.8B -58.1% AUM $34.1B → $14.3B Advisors 142 → 142 Locations 7 → 7 PF PHOCAS FINANCIAL CORPORATION −$654.9M -95.9% AUM $682.7M → $27.9M Advisors 5 → 1 (-4) Locations 1 → 1 AA ADVISORS ASSET MANAGEMENT, INC. −$413.6M -18.7% AUM $2.2B → $1.8B Advisors 42 → 36 (-6) Locations 9 → 9

Hot & New

Top 0 by reported AUM · $0 entered · 0 of 3 new names had AUM

No new firms with reported AUM today.

Exits

Top 3 by last reported AUM · $2.7B left · 7 of 9 exits had AUM

ER ELK RIVER WEALTH MANAGEMENT LLC $971.3M Exit AUM $971.3M Advisors 8 Locations 3 IA INDIE ASSET PARTNERS, LLC $685.2M Exit AUM $685.2M Advisors 3 Locations 1 BR BLUE ROCK FINANCIAL GROUP $381.8M Exit AUM $381.8M Advisors 5 Locations 2