Daily Advisor News

AUM net flow

+$535.9M Gained 4 firms

−

$1.2B Lost 2 firms

+

$185.8M New firms 4 with AUM

−

$1.7B Exits 2 with AUM

=

-$2.2B Net flow Day total

Also tracked: advisors +16 · locations +25

Big Winners

Top 3 AUM gains · $535.9M tracked across 4 firms

MF MESIROW FIDUCIARY SOLUTIONS, LLC +$311.1M +10.7% AUM $2.9B → $3.2B Advisors 3 → 7 (+4) Locations 2 → 1 (-1) SZ SUM ZERO WEALTH +$103.6M AUM $0 → $103.6M Advisors 2 → 2 Locations 3 → 3 SA SPEAR ADVISORS LLC +$87.1M +48% AUM $181.3M → $268.4M Advisors 1 → 1 Locations 2 → 2

Big Losers

Top 2 AUM drops · $1.2B tracked across 2 firms

IE IQ EQ ASSET MANAGEMENT LIMITED −$1.1B -60.1% AUM $1.8B → $726.6M Advisors 12 → 5 (-7) Locations 1 → 1 KA KARANI ASSET MANAGEMENT LLC −$95.8M -63.5% AUM $150.9M → $55.1M Advisors 3 → 3 Locations 1 → 1

Hot & New

Top 3 by reported AUM · $185.8M entered · 4 of 18 new names had AUM

VH VON HAEFEN FINANCIAL MANAGEMENT $127.6M AUM $127.6M Advisors 2 Locations 2

RA RAFFLES ADVISORS $53.1M AUM $53.1M Advisors 2 Locations 1

HP HIDDEN PINE PARTNERS, LLC $5M AUM $5M Advisors 3 Locations 1

Exits

Top 2 by last reported AUM · $1.7B left · 2 of 3 exits had AUM

GC GLYNN CAPITAL MANAGEMENT, LLC $1.5B Exit AUM $1.5B Advisors 11 Locations 2 CA CEDARSTONE ADVISORS $198.4M Exit AUM $198.4M Advisors 3 Locations 1