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Current Employers
Interactive Financial Advisors

100 Batson Ct. Suite 104, New Lenox, IL 60451 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-01-04
  • WI RA
    APPROVED
    Since 2016-01-04

Branch Locations

1401 Main Street, Onalaska, WI 54650-2837 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Onalaska WI 08/1995 Present
Brooklight Place Securities, Inc. Downers Grove IL 09/1995 09/2020
Interactive Financial Advisors Chicago IL 01/2016 Present
Fortune Financial Services Monaca PA 09/2020 Present
  • 08/1995 → Present
    Self Employed
    Onalaska, WI
  • 09/1995 → 09/2020
    Brooklight Place Securities, Inc.
    Downers Grove, IL
  • 01/2016 → Present
    Chicago, IL
  • 09/2020 → Present
    Fortune Financial Services
    Monaca, PA
Previous Registrations
  • 2003-01-02 → 2015-12-31
    Brooklight Place Securities, Inc.
    Fountain Hills, AZ
    Onalaska, WI
    Onalaska, WI
Other Businesses

1)NAME OF BUSINESS: Financialoscopy Inc.; NATURE OF BUSINESS: SALES & SERVICE OF FIXED INSURANCE; LOCATION: 1401 MAIN STREET, STE 101, ONALASKA, WI 54650; TITLE: PRESIDENT; START DATE: 8/1995; APPROXIMATE NUMBER OF HOURS PER MONTH: 80; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 5. 2) NAME OF BUSINESS: INTERACTIVE FINANCIAL ADVISORS; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; LOCATION: 100 Batson Court, Suite 104, New Lenox IL 60451; TITLE: REGISTERED INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 01/2016; APPROXIMATE NUMBER OF HOURS PER MONTH: 80; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 5. 3)NATURE OF BUSINESS: AUTHOR ON NON INVESTMENT PRODUCTS; LOCATION: 1401 MAIN STREET, STE 101, ONALASKA, WI 54650; TITLE: AUTHOR; START DATE: 2014; APPROXIMATE NUMBER OF HOURS PER MONTH: 4; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 15 MINUTES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-05
S63 Uniform Securities Agent State Law Examination 1988-09-19
  • S66 Uniform Combined State Law Examination
    2002-08-05
  • S63 Uniform Securities Agent State Law Examination
    1988-09-19
Designations

View on SEC IAPD

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