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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-21 |
| FL | RA | APPROVED | 2005-07-13 |
Branch Locations
5999 Central Ave Suite 408, St. Petersburg, FL 33710 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vicus Capital, Inc. (Formerly Pfg Financial Advisors) | State College | PA | 10/2001 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Boxey Financial Services, Llc | St Petersburg | FL | 06/2023 | Present |
1. INDEPENDENT INSURANCE AGENT, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, 1 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 12/1987; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 01/1990, 12HRS/WK (10 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. SINGER SONGWRITER, UNDER NAME JOHNNY ARROWHEAD, WRITE AND RECORD ORIGINAL MUSIC. PACKAGE CDS FOR SALE, 1 SECURITIES TRADING HOURS WEEKLY, 4 NON SECURITIES TRADING HOURS WEEKLY, START DATE 1/1997; 4. NAME OF OTHER BUSINESS: DBA PFG, INC (PARTNERS FINANCIAL GROUP). INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/1987, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: BOXEY FINANCIAL SERVICES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING/BANKING PURPOSES ONLY; START DATE: 6/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGING BANK ACCOUNT - USED FOR ACCOUNTING AND BANKING PURPOSES ONLY;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-12 |
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