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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-02-12
  • FL RA
    APPROVED
    Since 2019-02-12

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services St Petersburg FL 10/2015 08/2018
Raymond James Financial Services Advisors Inc. St. Petersburg FL 02/2016 08/2018
Raymond James & Associates, Inc. St. Petersburg FL 08/2018 02/2019
Raymond James Financial Services, Inc. St. Petersburg FL 02/2019 Present
Raymond James Financial Services Advisors St. Petersburg FL 02/2019 Present
Previous Registrations
  • 2018-08-15 → 2019-02-14
    St. Petersburg, FL
  • 2016-02-12 → 2018-08-29
    St. Petersburg, FL
  • 2008-08-01 → 2015-09-25
    Omaha, NE
    Carmel, IN
    Columbus, OH
    Columbus, OH
    Charlotte, NC
  • 2006-01-06 → 2008-08-01
    1717 Capital Management Company
    Newark, DE
    Carmel, IN
    Carmel, IN
  • 2004-12-08 → 2005-05-31
    Banc One Securities Corporation
    Shelbyville, IN
  • 2004-08-06 → 2004-12-02
    Securian Financial Services, Inc.
    Carmel, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-23
S63 Uniform Securities Agent State Law Examination 1998-12-17
  • S65 Uniform Investment Adviser Law Examination
    2005-08-23
  • S63 Uniform Securities Agent State Law Examination
    1998-12-17
Designations
  • Certified Financial Planner
Other Names
  • Alysa Rebecca Reinoehl

View on SEC IAPD

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