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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-06 |
| CO | RA | APPROVED | 2015-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Security Service Federal Credit Union | Pueblo | CO | 08/2011 | Present |
| Raymond James Financial Services | Pueblo | CO | 11/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Pueblo | CO | 11/2015 | Present |
(1)Name of Business: Security Service Investment Group Address: 310 E Abriendo Ave, Pueblo, CO, 81004, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/25/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-22 |
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