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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-09 |
| TX | RA | APPROVED | 2021-08-25 |
Branch Locations
232 S. Union Ave., Pueblo, CO 81003 • United States
Pueblo, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Greater Pueblo Chamber Of Commerce | Pueblo | CO | 08/2015 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2016 | 08/2021 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2016 | 08/2021 |
| Pueblo Downtown Association | Pueblo | CO | 06/2014 | Present |
| Lpl Financial Llc | Pueblo | CO | 08/2021 | Present |
1) 8/2021- Fieldman Financial Services LLC- DBA for LPL Business (entity for LPL business)- inv. Related- Pueblo, CO- start date 1/2013 2) 12/13/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/25/2021 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-27 |
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