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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-03 |
| CO | RA | APPROVED | 2022-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Pueblo | CO | 03/2008 | 10/2021 |
| Morgan Stanley Smith Barney Llc | Pueblo | CO | 02/2022 | Present |
| Unemployed | Pueblo | CO | 11/2021 | 01/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2022 | Present |
*579431 - Pueblo Latino Chamber of Commerce; Investment related-No; Pueblo, Colorado; Civic/Community; Board Member, Finance Committee,Other (proprietor, partner, officer, director, employee, trustee, agent); 01/2024; During business hours: 1; After business hours: 4; Administrative, Business Development/Growth, Labor/Service, Marketing, Fundraising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-20 |
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