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Patricia Ann Schuler

LPl Financial LLC

Newport Beach, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-01
  • CA RA
    APPROVED
    Since 2024-05-01

Branch Locations

20101 Sw Birch St Suite 150A, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securities, Lp Orange CA 04/2005 05/2024
Lpl Financial Llc Newport Beach CA 05/2024 Present
  • 04/2005 → 05/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 05/2024 → Present
    Lpl Financial Llc
    Newport Beach, CA
Previous Registrations
  • 2005-04-05 → 2024-05-01
    Crown Capital Securities, L.P.
    Newport Beach, CA
    Newort Beach, CA
    Newport Beach, CA
    Orange, CA
    Santa Ana, CA
    Newport Beach, CA
    Newport Beach, CA
    Orange, CA
  • 1997-12-31 → 2005-04-15
    New England Securities
    Newport Beach, CA
Other Businesses

(1) 05/01/2024 - Fixed Insurance - Trails Only - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/1/1987 - 1 Hour Per Month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-02-19
  • S63 Uniform Securities Agent State Law Examination
    1991-02-19
Designations
Other Names
  • Patricia A Schuler

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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