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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-17 |
| MO | RA | APPROVED | 1999-02-26 |
Branch Locations
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-17 |
| MO | RA | APPROVED | 2009-09-02 |
Branch Locations
One Financial Plaza 501 North Broadway, St. Louis, MO 63102 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St Louis | MO | 03/1978 | Present |
| Stifel Independent Advisors, Llc | St. Louis | MO | 09/2009 | Present |
| Keefe, Bruyette & Woods, Inc. | St. Louis | MO | 07/2016 | Present |
1. Gerald & Kathleen Brockmeier Tr #100; we won 55 acres of farm ground that we rent for $6,000 annually; Owner; Owner of Land; Rent out the land; affiliation started 10/01/1985; 0 hours per day; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-13 |
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