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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

1337 N Cable Rd, Lima, OH 45805 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio Northern University Ada OH 09/1997 Present
Metzger Financial Services Lima OH 06/1999 Present
Voya Financial Advisors Lima OH 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/1997 → Present
    Ohio Northern University
    Ada, OH
  • 06/1999 → Present
    Metzger Financial Services
    Lima, OH
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Lima, OH
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1333 N CABLE DR STE A1; LIMA; OH; 45805; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/22/2006; 24; 24; SALES OF FIXED INSURANCE PRODUCT|NAME OF ENTITY:Maverick Media; No; 1301 N CALBE ROAD; LIMA; OH; 45805; talk radio; radio host; 1/1/2009; 4; 4; sports talk radio host|NAME OF ENTITY:METZGER FINANCIAL SERVICES; Yes; 1337 N CABLE RD; LIMA; OH; 45805; FINANCIAL SERVICES DBA; REGISTERED REPRESENTATIVE; 9/1/1999; 40; 40; DBA FOR SELLING SECURITIES AND FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Elida High School; No; 101 E NORTH ST;ELIDA; ELIDA; OH; 45807; Elida Basketball Club; President of Basketball Club; 2/1/2006; 4; 4; Raising Money for High School Basketball Club|NAME OF ENTITY:GFY Investments LLC; No; 1337 N CABLE RD; LIMA; OH; 45805; Real Estate; Part Owner; 4/25/2014; 1; 0; Record Keeping.|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-03
S65 Uniform Investment Adviser Law Examination 2000-08-30
  • S66 Uniform Combined State Law Examination
    2003-02-03
  • S65 Uniform Investment Adviser Law Examination
    2000-08-30
Other Names
  • Matthew L Metzger

View on SEC IAPD

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