Jeffrey Allen Breault

Current Employers

Employment History

• 03/1995 → Present
  Carey, Thomas, Hoover, Breault & Co., Inc.
  Wichita, KS
• 10/2016 → Present
  Kestra Investment Services, Llc.
  Wichita, KS
• 10/2016 → Present
  Kestra Advisory Services, Llc.
  Wichita, KS

Previous Registrations

• 2010-11-17 → 2016-12-31
  Carey, Thomas, Hoover & Breault Advisors
  Wichita, KS
• 2002-11-08 → 2010-12-31
  Carey, Thomas, Hoover, & Breault, Inc.
  Wichita, KS
  Wichita, KS

Other Businesses

Business Name: Citizens Bank of Kansas Investment Related: Yes Address: 4820 E Douglas wichita KS 67208 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: director Start Date: 2/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: director Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: investment advisor Start Date: 10/17/2016 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: investment advice Business Name: HB Investments LLC Investment Related: No Address: 8080 E Central ste 200 wichita KS 67206 Nature of Business: Other Back Office Operations Position, Title or Relationship: member Start Date: 10/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: manage office opperations Business Name: Jeff Breault Investment Related: Yes Address: 8080 E Central ste 200 Wichita KS 67206 Nature of Business: Insurance Position, Title or Relationship: agent Start Date: 6/5/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: sale of life insurance and long term care insurance Business Name: Fortis Advisors Investment Related: Yes Address: 8080 E. Central Ste. 200 Wichita KS 67206 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: investment advisor Start Date: 9/16/2019 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: investment advice Business Name: SHRINERS HOSPITALS FOR CHILDREN-ST. LOUIS POSI: appointed board member, treasurer NOB: none INV REL: No #OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2024 ADDRESS: 4400 Clayton Ave, St. Louis MO 63110 DESC: attend monthly board meetings & executive board meetings. oversee hospital financial performance and report results to main board running hospital system Business Name: M&J REAL ESTATE LLC POSITION: manager NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 12/31/2021 ADDRESS: 9472 Cross Creek Ct, Wichita KS 67206 DESCRIPTION: rent collection and management of properties Business Name: WICHITA LODGE #99 A.F&A.M POSITION: Treasurer, resident agent NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2024 ADDRESS: 2929 W. Pawnee, Wichita KS 67213 DESCRIPTION: resident agent for the masonic lodge to help them file informational organization paperwork with the state of ks Treasurer is very ceremonial, do on occasion help incoming Master with budget ideas for the lodge. The Lodge secretary performs all financial transactions for the lodge

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-24
• S63 Uniform Securities Agent State Law Examination
  1987-10-21