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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-07
TX RA APPROVED 2024-03-07
  • KS RA
    APPROVED
    Since 2024-03-07
  • TX RA
    APPROVED
    Since 2024-03-07

Branch Locations

920 N. Tyler Rd. #104, Wichita, KS 67212 • United States

13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States

Ameritime, Llc

13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2008-09-16
  • KS RA
    APPROVED
    Since 2008-09-16

Branch Locations

13095 South Murlen Suite 100, Olathe, KS 66062 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Olathe KS 10/2006 06/2017
Compass Financial Resources, Llc Olathe KS 06/1998 Present
Securities America, Inc. Olathe KS 07/2017 03/2024
Securities America Advisors Olathe KS 07/2017 03/2024
Lpl Financial Olathe KS 03/2024 Present
  • 10/2006 → 06/2017
    National Planning Corporation
    Olathe, KS
  • 06/1998 → Present
    Compass Financial Resources, Llc
    Olathe, KS
  • 07/2017 → 03/2024
    Securities America, Inc.
    Olathe, KS
  • 07/2017 → 03/2024
    Securities America Advisors
    Olathe, KS
  • 03/2024 → Present
    Lpl Financial
    Olathe, KS
Previous Registrations
  • 2017-07-17 → 2024-03-14
    Securities America Advisors, Inc.
    Olathe, KS
  • 2006-10-18 → 2017-07-19
    National Planning Corporation
    Hutchinson, KS
    Olathe, KS
  • 2004-05-21 → 2006-10-17
    American General Securities Incorporated
    Olathe, KS
    Olathe, KS
Other Businesses

1- 02/2024 / Financial Markets, Inc / Non-Variable Insurance / Investment Related / 10 hrs mth / Start date: 06/01/2005 2- 02/2024 / South Mur-Len II / Real Estate Rental / Investment Related / 1 hr mth / 1 hr during trading / Start date: 07/31/2017 3- 02/2024 / South Mur-len, LLC / Real Estate Rental / Investment Related / 1 hr mth / 1 hr during trading / Start date: 08/01/2006 4- 03/07/2024 / Compass Financial Resources / DBA for LPL Business (entity for LPL business) / Investment Related / 2 hrs mth / 2 hrs during trading / At reported business location(s) 5- 05/02/2024 - Ameritime, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 3/1/2020 - 10 Hrs/Mo; 16 Hrs During Trading - I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 03/2010. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-08
S63 Uniform Securities Agent State Law Examination 1999-06-16
  • S65 Uniform Investment Adviser Law Examination
    2002-07-08
  • S63 Uniform Securities Agent State Law Examination
    1999-06-16

View on SEC IAPD

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