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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-07 |
| TX | RA | APPROVED | 2024-03-07 |
Branch Locations
920 N. Tyler Rd. #104, Wichita, KS 67212 • United States
13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States
13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2008-09-16 |
Branch Locations
13095 South Murlen Suite 100, Olathe, KS 66062 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Olathe | KS | 10/2006 | 06/2017 |
| Compass Financial Resources, Llc | Olathe | KS | 06/1998 | Present |
| Securities America, Inc. | Olathe | KS | 07/2017 | 03/2024 |
| Securities America Advisors | Olathe | KS | 07/2017 | 03/2024 |
| Lpl Financial | Olathe | KS | 03/2024 | Present |
1- 02/2024 / Financial Markets, Inc / Non-Variable Insurance / Investment Related / 10 hrs mth / Start date: 06/01/2005 2- 02/2024 / South Mur-Len II / Real Estate Rental / Investment Related / 1 hr mth / 1 hr during trading / Start date: 07/31/2017 3- 02/2024 / South Mur-len, LLC / Real Estate Rental / Investment Related / 1 hr mth / 1 hr during trading / Start date: 08/01/2006 4- 03/07/2024 / Compass Financial Resources / DBA for LPL Business (entity for LPL business) / Investment Related / 2 hrs mth / 2 hrs during trading / At reported business location(s) 5- 05/02/2024 - Ameritime, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 3/1/2020 - 10 Hrs/Mo; 16 Hrs During Trading - I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 03/2010. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-16 |
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