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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2014-09-19 |
| TX | RA | APPROVED | 2014-09-12 |
Branch Locations
6710 North Scottsdale Road Suite 150, Scottsdale, AZ 85253-4451 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Scottsdale | AZ | 09/2014 | Present |
| City National Bank | Scottsdale | AZ | 07/2017 | Present |
SPORT GRILL RESTAURANT-OWNER MAJERLE'S SPORT GRILL 24 N 2ND STREET PHOENIX, AZ 85004 PASSIVE INVESTOR. INITIAL INVESTMENT OF $100,000 MADE IN JULY 1992. NO HOURS SPENT, NO MANAGEMENT DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-25 |
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