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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-09-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Saranac | MI | 10/1987 | 09/2025 |
| Avantax Advisory Services | Saranac | MI | 11/1993 | 09/2025 |
| Bht&D, Cpa'S | Saranac | MI | 01/2011 | 02/2023 |
| Avantax Insurance Agency, Llc | Saranac | MI | 12/1999 | 09/2025 |
| Bht&D, Cpa's | Saranac | MI | 01/2011 | Present |
| Cetera Wealth Services, Llc | Saranac | MI | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Biggs,Dickinson & Roberts Wealth Mgmt. Srvcs.,LLC~'NIR'~356 E. Main St.~Saranac~MI~48881~Other~Partner/General Partner~4/1/2011~160hrs~120hrs~Operational and/or Marketing Name for H.D. Vest Services 2) BIGGS,DICKINSON & ROBERTS WEALTH MGMT. SRVCS.,LLC POSITION: Partner/General Partner NATURE: Other INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2011 ADDRESS: 356 E Main, PO Box 60, Saranac MI 48881, United States DESCRIPTION: Operational and/or Marketing Name for Avantax Services 3) BHT&D, CPA'S POSITION: Tax Preparation NATURE: Tax Preparation and some consultation. INVESTMENT RELATED: No NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2011 ADDRESS: 356 E Main, PO Box 60, Saranac MI 48881, United States DESCRIPTION: Tax Preparation during January - April. 95% of hours per month are for Jan - April only. 4) SPARROW IONIA HOSPITAL FOUNDATION POSITION: Director/Officer NATURE: Health Care INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 3565 S. State Rd. M-66, Ionia MI 48846, United States DESCRIPTION: Attend Board Meetings and help raise awareness of giving to the Foundation 5) HANDS OF MERCY INTERNATIONAL POSITION: Treasurer/Comptroller NATURE: Provides food and assistance to homeless and teaches about Jesus Christ. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2012 ADDRESS: 356 E Main, PO Box 60, Saranac MI 48881, United States DESCRIPTION: Treasurer for a non profit, missionary outreach 6) SARANAC COMMUNITY CHURCH POSITION: Member of the Board of Directors NATURE: Nonprofit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 125 S. Bridge, Saranac MI 48881, United States DESCRIPTION: Member of the Pastoral Relations Commission 7) SPARROW IONIA HOSPITAL POSITION: Director/Officer NATURE: Health Care INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2011 ADDRESS: 3565 S. State Rd. M-66, Ionia MI 48846, United States DESCRIPTION: I see my position as one of a cheerleader. We try to promote the Hospital in a positive light and encourage people to use our services. It is also important to be a listening ear if there are problems that someone encountered. I then need to take that information back to the meetings so the appropriate officials can follow up. I am also asked to contribute as a Board Member. I participate in employee rounding where I accompany an officer of the Hospital and we go around and thank our employees for the job they do and ask for suggestions we need to consider on improving their work and the Hospital.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-10 |
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