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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-09-05
  • MI RA
    APPROVED
    Since 2025-09-05

Branch Locations

356 E Main St, Sarnac, MI 48881 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Saranac MI 10/1987 09/2025
Avantax Advisory Services Saranac MI 11/1993 09/2025
Bht&D, Cpa'S Saranac MI 01/2011 02/2023
Avantax Insurance Agency, Llc Saranac MI 12/1999 09/2025
Bht&D, Cpa's Saranac MI 01/2011 Present
Cetera Wealth Services, Llc Saranac MI 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/1987 → 09/2025
    Avantax Investment Services, Inc.
    Saranac, MI
  • 11/1993 → 09/2025
    Avantax Advisory Services
    Saranac, MI
  • 01/2011 → 02/2023
    Bht&D, Cpa'S
    Saranac, MI
  • 12/1999 → 09/2025
    Avantax Insurance Agency, Llc
    Saranac, MI
  • 01/2011 → Present
    Bht&D, Cpa's
    Saranac, MI
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Saranac, MI
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-07-06 → 2025-09-05
    Avantax Advisory Services
    Sarnac, MI
Other Businesses

1) Biggs,Dickinson & Roberts Wealth Mgmt. Srvcs.,LLC~'NIR'~356 E. Main St.~Saranac~MI~48881~Other~Partner/General Partner~4/1/2011~160hrs~120hrs~Operational and/or Marketing Name for H.D. Vest Services 2) BIGGS,DICKINSON & ROBERTS WEALTH MGMT. SRVCS.,LLC POSITION: Partner/General Partner NATURE: Other INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2011 ADDRESS: 356 E Main, PO Box 60, Saranac MI 48881, United States DESCRIPTION: Operational and/or Marketing Name for Avantax Services 3) BHT&D, CPA'S POSITION: Tax Preparation NATURE: Tax Preparation and some consultation. INVESTMENT RELATED: No NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2011 ADDRESS: 356 E Main, PO Box 60, Saranac MI 48881, United States DESCRIPTION: Tax Preparation during January - April. 95% of hours per month are for Jan - April only. 4) SPARROW IONIA HOSPITAL FOUNDATION POSITION: Director/Officer NATURE: Health Care INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 3565 S. State Rd. M-66, Ionia MI 48846, United States DESCRIPTION: Attend Board Meetings and help raise awareness of giving to the Foundation 5) HANDS OF MERCY INTERNATIONAL POSITION: Treasurer/Comptroller NATURE: Provides food and assistance to homeless and teaches about Jesus Christ. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2012 ADDRESS: 356 E Main, PO Box 60, Saranac MI 48881, United States DESCRIPTION: Treasurer for a non profit, missionary outreach 6) SARANAC COMMUNITY CHURCH POSITION: Member of the Board of Directors NATURE: Nonprofit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 125 S. Bridge, Saranac MI 48881, United States DESCRIPTION: Member of the Pastoral Relations Commission 7) SPARROW IONIA HOSPITAL POSITION: Director/Officer NATURE: Health Care INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2011 ADDRESS: 3565 S. State Rd. M-66, Ionia MI 48846, United States DESCRIPTION: I see my position as one of a cheerleader. We try to promote the Hospital in a positive light and encourage people to use our services. It is also important to be a listening ear if there are problems that someone encountered. I then need to take that information back to the meetings so the appropriate officials can follow up. I am also asked to contribute as a Board Member. I participate in employee rounding where I accompany an officer of the Hospital and we go around and thank our employees for the job they do and ask for suggestions we need to consider on improving their work and the Hospital.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-19
S63 Uniform Securities Agent State Law Examination 1987-11-10
  • S66 Uniform Combined State Law Examination
    2010-05-19
  • S63 Uniform Securities Agent State Law Examination
    1987-11-10

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